Self Defense Revisted
Posted: Tue Dec 19, 2000 4:37 pm
Thanks GEM and Panther for your comments
First let me apologize for the typos. It
appears that my spell check didn't work.
Next, Panther's analysis of the case involving the so called "castle doctrine" prompted me to look it up (Panther had supplied the name of the case).
And yes GEM I do remember discussing it with you. Did you know that it was in 1974?
In any event there were actually two cases of the same name. They were entitled
Commonwealth of Massachusetts vs. Roberta E. Shaffer.
Both were heard by the Supreme Judicial Court (the SJC).
For you fellow legal Beagles the citations are: 318 NE2d 914 (the first case from the Appeals Court (1974); the second (which I will quote from) 326 NE2d 880 argued on February 7, 1975 and decided April 28, 1975.
The appeals were both from the findings of the jury and the judges instructions to the jury.
The Court in rendering its decision in the second case the stated: "From the evidence the jury could have found the following:
The defendant, who was separated from her husband and in the process of being divorced, resided with her two children in a one-story ranch house in Sharon. The victim, to whom the defendant was engaged, had lived in the house since 1971. The defendant had received several severe beatings at the hands of the victim, and on one occasion he had threatened to kill her and the children when asked to leave the defendant's home. Although the defendant loved the victim, she feared for herself and the children, and had persuaded him to seek psychiatric help.
On the morning of the homicide, the defendant was having breakfast with the victim when an argument ensued. At on one point, the victim rose, saying, "Never mind. Ill take care of you right now."
The defendant threw a cup of tea at him and ran downstairs to the basement playroom, where the children were having breakfast and watching television.
Shortly thereafter, the victim opened the door at the top of the basement stairs and said, "if you don't come up these stairs, I'll come down and kill you and the kids."
She started to telephone the police, but hung up the telephone when the victim said he would leave the house. Instead, he returned to the top of the stairs, at which time the defendant took a .22 caliber rifle from a rack on the wall and loaded it. She again started to telephone the police when the victim started down the stairs. She fired a fatal shot. More than five minutes elapsed from the time the defendant went to the basement until the shooting took place."
The Court at this point begins it's decision which is too long for this article, but I will summarize.
The defendant sought a reversal because of the Judge's error in his instructions to the jury on self defense because the judge said to the jury that defendant had a duty to retreat from her home. (please note that the above factual findings of the SJC did not disclose that the basement door existed, but it was part of the evidence)
In any event the Court upheld the judge's charge to the jury.
The Court went on to say "The defendant asks us in this case to adopt the majority rule that one assaulted in his own home need not retreat before resorting to deadly force."
The Court goes on to cite several cases and authorities, but concludes: "This has never been the law of the Commonwealth, and we see no reason to adopt it now. We prefer instead to follow our long-established rule that the right to use deadly force by way of self defense is not available to one threatened until he has availed himself of all reasonable and proper means means in the circumstances to avoid combat." The Court goes on to cite many Massachusetts cases establishing the rule of law applied.
At this point you probably guess my anguish when I first read this case back in 1975.
How dare they exceed the code of Bushido!
I feel the necessity to go on with the decision of the Court because its reasoning will explain what still may be the law of the Commonwealth in matters of self defense, beside the need to retreat.
The Court goes on to say: This rule does not impose an absolute duty to retreat regardless of considerations of personal safety. The p[roper application of this doctrine does not require an innocent victim to increase his own peril out of regard for safety of a murderous assailant (citations at this point are given) because one need only to retreat as far as necessary in the circumstances, until there is 'no probable means of escape" (cites the Crowley case at this point) Our rule give due recognition to the value of of human life, and requires that all available means for escape be exhausted. "The right of self defense arises from necessity and ends when the necessity ends" Commonwealth v. Kendrick, supra. See Beale, Retreat from a Murderous Assault, 16 Harv. L. Rev. 567 (1903)"
The Court goes on to further say:
"To what extent one who is threatened may go in defending himself of all proper means of escape ordinarily will are questions for the jury, to be decided in light of all the existing circumstances. (Massachusetts cases cited here) The Jury must receive complete instructions from the trial judge, including an explanation of the proper factors to be considered in determining the issue of self defense. The fact that one is threatened in his own home or in a place where he has exclusive right to be is one of the more important factors in making such determination, but this factor is not without limitation in its application.
I would stop the discussion at this point but the Court in this decision says a lot about the law of self-defense in Massachusetts that we can all ponder.
The Court goes on to say "in passing upon the reasonableness of the force used by the defendant, the jury should consider evidence of the relative physical capabilities of the combatants, the characteristics of the weapons used, and the availability of maneuver room in, or means of escape from the area {in which the confrontation occurs...We would add that in determining whether all proper means have been taken to avoid the use of deadly force, the jury should be instructed that the location of the assault is an element of major importance in their consideration. We hold that one assaulted in his own home does not have the unlimited right to react with deadly force without any attempt to retreat. However, the importance of the location of the assault and the surrounding circumstances should be stressed to the jury."
The judge was held by the Court to have made a proper charge to the jury concerning the issue of her proper retreat under the circumstances. The judge had even emphasized the fact that the defendant was where she had the right to be.
The Court goes on to say that it considered the request of the defendant to adopt the majority rule requiring no further retreat from the basement, but the court states that in case law (law of stare decisis{case law as opposed to codified or legislated law) that it is clear "that even where no retreat is required, there are limitations to the use of deadly force in self-defense."
And that my friends is where the rub lies.
The Court goes on to cite the "reasonable man rule" to which I alluded in my original topic. In a case cited, the Court goes on to further say "We think that if the situation justified the defendant, as a reasonable man, in believing that he was about to be murderously attacked, he had the right to stand his ground." Citing another case, the Court said "Self defense may be successfully invoked only in those cases where the act of killing is necessary or reasonable appears to be so in order to preserve the defendant's life or to protect him from serious bodily harm"
The Court then reviewed the synopsis of the facts from which the jury could have decided that there was no risk of serious injury at the hands of the victim; that he had no dangerous weapon at any time; that he was only two or three steps from the top of the stairway when he was shot; that defendant had ample time to call the police; she could have left the basement with her children; a period of more than five minutes had from the basement encounter until the shooting; that she didn't warn before shooting; that there was evidence from the defendant's husband that she had considerable experience with the use of the rifle. One shot was sufficient to kill the victim.
The Court went on to complete its case by holding the judge's instructions to the jury as proper.
I will end this by quoting one charge to the Jury by the judge which was upheld in this case "a precondition to assert the defense of self-defense is that the person claiming it must have been assaulted [threatened] by the deceased in order to give rise to this defense whatsoever. There must be some overt act by the deceased threatening in nature to commit a battery likely to produce death or serious physical harm in the defendant or her children."
The Court then said that "In sum, the judge's instructions to the jury required them to consider the totality of circumstances in deciding whether the shooting was self-defense. There was no error."
At this point I don't remember if I addressed GEM's original concerns, but you can see the attitude of the Court in matters of self defense as it saw it in the law then developed in the Commonwealth of Massachusetts. Does anybody have any input to what could have happened if the current statutory law could have mandated if the same case were tried today?
Alan K
First let me apologize for the typos. It
appears that my spell check didn't work.
Next, Panther's analysis of the case involving the so called "castle doctrine" prompted me to look it up (Panther had supplied the name of the case).
And yes GEM I do remember discussing it with you. Did you know that it was in 1974?
In any event there were actually two cases of the same name. They were entitled
Commonwealth of Massachusetts vs. Roberta E. Shaffer.
Both were heard by the Supreme Judicial Court (the SJC).
For you fellow legal Beagles the citations are: 318 NE2d 914 (the first case from the Appeals Court (1974); the second (which I will quote from) 326 NE2d 880 argued on February 7, 1975 and decided April 28, 1975.
The appeals were both from the findings of the jury and the judges instructions to the jury.
The Court in rendering its decision in the second case the stated: "From the evidence the jury could have found the following:
The defendant, who was separated from her husband and in the process of being divorced, resided with her two children in a one-story ranch house in Sharon. The victim, to whom the defendant was engaged, had lived in the house since 1971. The defendant had received several severe beatings at the hands of the victim, and on one occasion he had threatened to kill her and the children when asked to leave the defendant's home. Although the defendant loved the victim, she feared for herself and the children, and had persuaded him to seek psychiatric help.
On the morning of the homicide, the defendant was having breakfast with the victim when an argument ensued. At on one point, the victim rose, saying, "Never mind. Ill take care of you right now."
The defendant threw a cup of tea at him and ran downstairs to the basement playroom, where the children were having breakfast and watching television.
Shortly thereafter, the victim opened the door at the top of the basement stairs and said, "if you don't come up these stairs, I'll come down and kill you and the kids."
She started to telephone the police, but hung up the telephone when the victim said he would leave the house. Instead, he returned to the top of the stairs, at which time the defendant took a .22 caliber rifle from a rack on the wall and loaded it. She again started to telephone the police when the victim started down the stairs. She fired a fatal shot. More than five minutes elapsed from the time the defendant went to the basement until the shooting took place."
The Court at this point begins it's decision which is too long for this article, but I will summarize.
The defendant sought a reversal because of the Judge's error in his instructions to the jury on self defense because the judge said to the jury that defendant had a duty to retreat from her home. (please note that the above factual findings of the SJC did not disclose that the basement door existed, but it was part of the evidence)
In any event the Court upheld the judge's charge to the jury.
The Court went on to say "The defendant asks us in this case to adopt the majority rule that one assaulted in his own home need not retreat before resorting to deadly force."
The Court goes on to cite several cases and authorities, but concludes: "This has never been the law of the Commonwealth, and we see no reason to adopt it now. We prefer instead to follow our long-established rule that the right to use deadly force by way of self defense is not available to one threatened until he has availed himself of all reasonable and proper means means in the circumstances to avoid combat." The Court goes on to cite many Massachusetts cases establishing the rule of law applied.
At this point you probably guess my anguish when I first read this case back in 1975.
How dare they exceed the code of Bushido!
I feel the necessity to go on with the decision of the Court because its reasoning will explain what still may be the law of the Commonwealth in matters of self defense, beside the need to retreat.
The Court goes on to say: This rule does not impose an absolute duty to retreat regardless of considerations of personal safety. The p[roper application of this doctrine does not require an innocent victim to increase his own peril out of regard for safety of a murderous assailant (citations at this point are given) because one need only to retreat as far as necessary in the circumstances, until there is 'no probable means of escape" (cites the Crowley case at this point) Our rule give due recognition to the value of of human life, and requires that all available means for escape be exhausted. "The right of self defense arises from necessity and ends when the necessity ends" Commonwealth v. Kendrick, supra. See Beale, Retreat from a Murderous Assault, 16 Harv. L. Rev. 567 (1903)"
The Court goes on to further say:
"To what extent one who is threatened may go in defending himself of all proper means of escape ordinarily will are questions for the jury, to be decided in light of all the existing circumstances. (Massachusetts cases cited here) The Jury must receive complete instructions from the trial judge, including an explanation of the proper factors to be considered in determining the issue of self defense. The fact that one is threatened in his own home or in a place where he has exclusive right to be is one of the more important factors in making such determination, but this factor is not without limitation in its application.
I would stop the discussion at this point but the Court in this decision says a lot about the law of self-defense in Massachusetts that we can all ponder.
The Court goes on to say "in passing upon the reasonableness of the force used by the defendant, the jury should consider evidence of the relative physical capabilities of the combatants, the characteristics of the weapons used, and the availability of maneuver room in, or means of escape from the area {in which the confrontation occurs...We would add that in determining whether all proper means have been taken to avoid the use of deadly force, the jury should be instructed that the location of the assault is an element of major importance in their consideration. We hold that one assaulted in his own home does not have the unlimited right to react with deadly force without any attempt to retreat. However, the importance of the location of the assault and the surrounding circumstances should be stressed to the jury."
The judge was held by the Court to have made a proper charge to the jury concerning the issue of her proper retreat under the circumstances. The judge had even emphasized the fact that the defendant was where she had the right to be.
The Court goes on to say that it considered the request of the defendant to adopt the majority rule requiring no further retreat from the basement, but the court states that in case law (law of stare decisis{case law as opposed to codified or legislated law) that it is clear "that even where no retreat is required, there are limitations to the use of deadly force in self-defense."
And that my friends is where the rub lies.
The Court goes on to cite the "reasonable man rule" to which I alluded in my original topic. In a case cited, the Court goes on to further say "We think that if the situation justified the defendant, as a reasonable man, in believing that he was about to be murderously attacked, he had the right to stand his ground." Citing another case, the Court said "Self defense may be successfully invoked only in those cases where the act of killing is necessary or reasonable appears to be so in order to preserve the defendant's life or to protect him from serious bodily harm"
The Court then reviewed the synopsis of the facts from which the jury could have decided that there was no risk of serious injury at the hands of the victim; that he had no dangerous weapon at any time; that he was only two or three steps from the top of the stairway when he was shot; that defendant had ample time to call the police; she could have left the basement with her children; a period of more than five minutes had from the basement encounter until the shooting; that she didn't warn before shooting; that there was evidence from the defendant's husband that she had considerable experience with the use of the rifle. One shot was sufficient to kill the victim.
The Court went on to complete its case by holding the judge's instructions to the jury as proper.
I will end this by quoting one charge to the Jury by the judge which was upheld in this case "a precondition to assert the defense of self-defense is that the person claiming it must have been assaulted [threatened] by the deceased in order to give rise to this defense whatsoever. There must be some overt act by the deceased threatening in nature to commit a battery likely to produce death or serious physical harm in the defendant or her children."
The Court then said that "In sum, the judge's instructions to the jury required them to consider the totality of circumstances in deciding whether the shooting was self-defense. There was no error."
At this point I don't remember if I addressed GEM's original concerns, but you can see the attitude of the Court in matters of self defense as it saw it in the law then developed in the Commonwealth of Massachusetts. Does anybody have any input to what could have happened if the current statutory law could have mandated if the same case were tried today?
Alan K